With respect to municipal securities transactions with Great Pacific Securities (“GPS”), please note that GPS is registered with the U.S. Securities and Exchange Commission (“SEC”) and the Municipal Securities Rulemaking Board (“MSRB”). As such, GPS is subject to the regulations and rules on municipal securities activities established by the SEC and MSRB. The website for the SEC is www.sec.gov and the website for the MSRB is www.msrb.org.
In addition to having educational material about the municipal securities market in MSRB’s website, the website has an investor brochure that describes the protections that may be provided by the MSRB rules and how to file a complaint against GPS or a GPS representative with the FINRA Investor Complaint Center. This MSRB investor brochure link can be accessed at: http://www.msrb.org/~/media/files/resources/msrb-investor-brochure.ashx